LEGAL DISCLAIMERS

Last Updated: January 27, 2025

Professional Advisory Disclaimer

The information provided on this website and through our advisory services is for general informational purposes only and does not constitute professional advice.

Veridian Vanguard Advisors provides strategic advisory services based on our professional expertise and market knowledge. However, all advice and recommendations should be considered in the context of your specific circumstances, and we strongly recommend consulting with appropriate legal, financial, tax, and other professional advisors before making any business decisions.

Our advisory services do not constitute legal advice, investment advice, tax advice, or any other form of regulated professional service unless explicitly stated in a formal engagement agreement.

No Guarantees or Warranties

While we strive to provide accurate, current, and reliable information and advice, we make no representations or warranties of any kind, express or implied, about:

  • The completeness, accuracy, reliability, or suitability of any information or advice provided
  • The results that may be achieved through implementation of our recommendations
  • The performance of any investments, partnerships, or business ventures we advise on
  • Market conditions, regulatory changes, or other external factors affecting outcomes

Past performance and historical results are not indicative of future outcomes. All business ventures and strategic initiatives involve inherent risks.

Limitation of Liability

To the fullest extent permitted by applicable law, Veridian Vanguard Advisors, its principals, employees, and affiliates shall not be liable for any direct, indirect, incidental, consequential, special, or punitive damages arising from:

  • Use of or reliance on information provided on this website
  • Implementation of advisory recommendations
  • Business decisions made based on our strategic guidance
  • Any errors, omissions, or inaccuracies in information provided
  • Interruption or cessation of advisory services

Anti-Money Laundering Compliance

AML/KYC Commitment

Veridian Vanguard Advisors is committed to preventing money laundering and terrorist financing. We maintain robust compliance procedures in accordance with applicable anti-money laundering (AML) and know-your-customer (KYC) regulations.

As part of our onboarding process, we conduct thorough due diligence on all prospective clients, including:

  • Identity verification and background checks
  • Source of funds and wealth verification
  • Screening against sanctions lists and politically exposed persons (PEP) databases
  • Ongoing monitoring of client relationships and transactions
  • Reporting of suspicious activities to relevant authorities as required by law

We reserve the right to decline or terminate any client relationship if we are unable to complete satisfactory due diligence or if we identify potential compliance concerns.

Conflict of Interest Disclosure

Veridian Vanguard Advisors is committed to maintaining the highest standards of professional integrity and transparency. We recognize that conflicts of interest may arise in the course of our advisory work.

Our Conflict Management Approach:

  • Disclosure: We proactively disclose any actual or potential conflicts of interest to affected clients
  • Independence: We maintain independence in our advisory recommendations and do not accept compensation that could compromise our objectivity
  • Client Priority: When conflicts arise, we prioritize our clients' interests and seek their informed consent before proceeding
  • Separation: We implement information barriers and other safeguards when advising clients with competing interests
  • Declining Engagements: We may decline engagements where conflicts cannot be adequately managed

Clients should be aware that we may provide advisory services to multiple parties within the same industry or market sector. We maintain strict confidentiality protocols to protect proprietary information.

Regulatory Compliance Notices

Multi-Jurisdictional Operations

Veridian Vanguard Advisors operates across multiple jurisdictions and complies with applicable laws and regulations in each market where we provide services. Our operations are subject to:

  • United States: Compliance with federal and state business advisory regulations
  • European Union: GDPR data protection requirements and applicable business regulations
  • United Kingdom: Post-Brexit regulatory framework for advisory services
  • Middle East: Local business licensing and advisory service regulations
  • Other Jurisdictions: Compliance with local laws where we engage with clients

Investment Advisory Disclaimer

Veridian Vanguard Advisors is not a registered investment advisor, broker-dealer, or financial institution. Our investment-related advisory services are limited to strategic guidance and do not include:

  • Direct management of client investment portfolios
  • Execution of securities transactions
  • Custody of client funds or assets
  • Provision of regulated investment advice as defined by securities laws

Clients seeking investment management services should engage appropriately licensed and regulated investment professionals.

Sports and Entertainment Advisory

Our advisory services to athletes and entertainment professionals are strategic in nature and do not constitute agent representation, contract negotiation services, or other regulated activities unless we hold appropriate licenses in relevant jurisdictions.

Confidentiality and Non-Disclosure

We maintain strict confidentiality regarding all client information and engagements. However, clients should be aware that:

  • We may be required to disclose information pursuant to legal process or regulatory requirements
  • Confidentiality obligations may be limited by applicable law
  • We may use anonymized case studies and aggregated data for marketing purposes
  • Formal non-disclosure agreements govern specific engagement terms

Third-Party Links and References

Our website may contain links to third-party websites or references to external resources. We do not endorse, control, or assume responsibility for the content, privacy policies, or practices of any third-party sites or services.

Forward-Looking Statements

Any statements regarding future market conditions, business opportunities, or potential outcomes are forward-looking in nature and subject to significant uncertainties. Actual results may differ materially from projections or expectations due to various factors beyond our control.

Modification of Services and Terms

We reserve the right to modify, suspend, or discontinue any aspect of our services or website at any time without prior notice. We may also update these disclaimers periodically to reflect changes in our practices or legal requirements.

Governing Law and Dispute Resolution

These disclaimers and any disputes arising from our advisory services shall be governed by the laws specified in individual engagement agreements. In the absence of a specific agreement, disputes shall be governed by the laws of California, United States.

We encourage resolution of any concerns through direct communication. For formal disputes, we prefer confidential arbitration or mediation before pursuing litigation.

Contact for Legal Matters

For questions regarding these disclaimers or legal compliance matters, please contact:

Veridian Vanguard Advisors

Legal and Compliance Department

Email: connect@veridianvanguard.com

Location: Los Angeles, CA

By using our website or engaging our advisory services, you acknowledge that you have read, understood, and agree to be bound by these disclaimers and all applicable terms and conditions.